Is the framing of this ques wrong? Disclosure is one of the component, right?
SSEI QForum Latest Questions
I didn’t understand the question and answer. Please explain in detail. Thank you
Is there any rule ki agar discretionary account ko pehle trade karenge non discretionary se toh its a violation under standard 3B Please explain
Is educating clients about selecting appropriate asset allocations and strategies, an appropriate compliance procedures involving Standard III(C) Suitability? [Ref. Q45, Page 99 of 204 of SSEI Ethics book]
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Q1 Compliance with GIPS is recommendatory or mandatory for an investment firm? Q2 Firm needs to provide GIPS compliant presentations to prospective clients within 12 months, What about the Existing clients?
Under standard 1 professionalism We have subsection misrepresentation My question is when do we have to site the source from which we have collected the information and when not Please explain
The answer to this question is Option A. Somewhere in class, SS sir told that if M/C does not accept the sanctions, the matter goes to DRC. and the decision of DRC will be final and binding on M/C. Right? My doubt ...
