i think the option should be C but they have given option B as correct ans?? Taveras, CFA, leads an exam preparation course sponsored by his local society. The society hosts a celebration for the students after the exam is over. ...
SSEI QForum Latest Questions
Hello. What does this line mean? Asset owners may comply with the GIPS standards in the same way as firms if they compete for business. If they don’t compete for business but report their performance to an oversight body, asset ...
Question from CFA institute:- Which of the following is part of the nine major sections of the GIPS® standards? Performance Fees Input Data Disclosure Solution B is correct. The major sections of the GIPS standards do not include performance fees or disclosure. ...
Lakshya2303Intermediate
Based on the Conflicts of Interest standard, members and candidates must:A. disclose, as required by law, those conflicts interfering with their professional duties.B. disclose, as appropriate, any benefit paid to others for the recommendationof products.C. seek ...
Q. As stated in the revised 11th edition, the Standards of Professional Conduct: require supervisors to focus on the detection and prevention of violations. adopt separate ethical considerations for programs such as CIPM and Investment Foundations. address the risks and limitations of ...
EXPLANATION IN SIMPLE WORDS. Anna Saar, CFA, is the head of compliance for Tranne Advisory Services, a regional financial services group including asset management, investment banking, and stock brokerage entities. Reviewing a draft client investment management agreement for the ...
NihadIntermediate
can someone please explain why the answer is B not C. Its from Mock 2 Q12.
Dhruvang ZaveriIntermediate
Which of the following is part of the nine major sections of the GIPS® standards? Performance Fees Input Data Disclosure Solution B is correct. The major sections of the GIPS standards do not include performance fees or disclosure. The major sections are: ...
how he is in a voilation if he has taken written consent from employer?? Jefferson Piedmont, CFA, a portfolio manager for Park Investments, plans to manage the portfolios of several family members in exchange for a percentage of each ...