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Home/8.2 CFA Level 2/Ethics (CFA L2)

SSEI QForum Latest Questions

Abhishek Chaudhary
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Abhishek ChaudharyPro
Asked: March 22, 2023In: Ethics (CFA L2)

Ethics Standard III(B)

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A firm have a 3 Package for the clients (Silver,Gold,Platinum), In case of platinum package client have a advantage of receiving any recommendation (Change) before it is distributed to the Silver or gold clients. And Platinum client can act on that. Will ...

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Amber Srivastava
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Amber SrivastavaThe Official Nerd
Asked: March 5, 2023In: Ethics (CFA L2)

ETHICS QUESTION

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Ethics 51 to 56 0 Samuel Telline, CFA, is a portfolio manager at Aiklin Investments with discretionary authority over all of his accounts. One of his clients, Alan Caper, Chief ...

  • 1 1 Answer
  • 17 Views
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Chirag Gupta
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Chirag GuptaThe Official Nerd
Asked: March 3, 2023In: Ethics (CFA L2)

Cfa designation

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question 9 mei option C bhi toh incorrect toh iska answer A kyo h. I think ye ...

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Krishjjj
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KrishjjjPro
Asked: March 1, 2023In: Ethics (CFA L2)

Hasn’t he violated performance presentation

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Chirag Gupta
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Chirag GuptaThe Official Nerd
Asked: February 20, 2023In: Ethics (CFA L2)

soft dollar

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35 iss question mei option C answer hona cheyiye i think. kyoki vo brokerage firm of dollar de rha hai but vo dusre clients ke liye kaam arha h. which is wrong. it should be used for that client jin ...

  • 1 1 Answer
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Krishjjj
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KrishjjjPro
Asked: February 18, 2023In: Ethics (CFA L2)

Plz explain.This is in reference to standard 3

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  • 1 1 Answer
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Krishjjj
  • 0
KrishjjjPro
Asked: February 16, 2023In: Ethics (CFA L2)

What does option c means

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  • 1 1 Answer
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Abhishek Chaudhary
  • 0
Abhishek ChaudharyPro
Asked: February 7, 2023In: Ethics (CFA L2)

Ethics Stand2

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Mr.X is a Trader in XYZ Company, he has a client Mr.A how from this connection got a insider information about ABC Company and asked Mr.X to buy 3000 shares of ABC , What should Mr. X do..?? Should he ...

  • 1 1 Answer
  • 15 Views
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Krishjjj
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KrishjjjPro
Asked: February 5, 2023In: Ethics (CFA L2)

What is inconsistent in statement 2

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  • 1 1 Answer
  • 25 Views
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Answer
Krishjjj
  • 0
KrishjjjPro
Asked: February 5, 2023In: Ethics (CFA L2)

Why not option c

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  • 1 1 Answer
  • 12 Views
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