A firm have a 3 Package for the clients (Silver,Gold,Platinum), In case of platinum package client have a advantage of receiving any recommendation (Change) before it is distributed to the Silver or gold clients. And Platinum client can act on that. Will ...
Home/8.2 CFA Level 2/Ethics (CFA L2)
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Ethics 51 to 56 0 Samuel Telline, CFA, is a portfolio manager at Aiklin Investments with discretionary authority over all of his accounts. One of his clients, Alan Caper, Chief ...
question 9 mei option C bhi toh incorrect toh iska answer A kyo h. I think ye ...
35 iss question mei option C answer hona cheyiye i think. kyoki vo brokerage firm of dollar de rha hai but vo dusre clients ke liye kaam arha h. which is wrong. it should be used for that client jin ...
Mr.X is a Trader in XYZ Company, he has a client Mr.A how from this connection got a insider information about ABC Company and asked Mr.X to buy 3000 shares of ABC , What should Mr. X do..?? Should he ...