Where can I find item sets to solve ethics
SSEI QForum Latest Questions
Goldoon serves as a trustee for a local charitable foundation. Goldoon includes in his monthly client newsletter a mention of the foundation and its activities, as well as information on the foundation’s current fundraising drive. Did Goldoon violate any standard by ...
in recent days when the CFA level 2 exam results came i saw many people have passed the exam and in their social media bio they have written as CFA level 3 candidate instead of CFA level 2 passed , ...
Alan Watson is a Level II CFA candidate. In addition to studying the curriculum independently, he and several of his coworkers have formed a study group that uses many of the resources provided by CFA Institute to prepare for the exam. They ...
Matthew Green, a research analyst, is asked to evaluate the performance of Second National Bank (SNB), a US commercial bank. Green prepares a research report to support his ...
LaRue was often involved in new client presentations to explain the different trading technologies utilized by the trading department. During such a meeting, a potential client talked about using a directed brokerage arrangement. They explained they had not yet decided ...
Ottie Zardt, CFA, has worked as a real estate analyst for Apfelbaum for the past 18 months. A new independent rating service has determined that Zardt’s recommendations have resulted in an excess return of 12% ...
Khadri implements an electronic record-retention policy when she becomes the Westlake manager. In accordance with her policy, all records for the fund—including investment analyses, transactions, and investment-related communications with clients and prospective clients—are scanned and electronically stored. Vinken maintained the ...
Today morning a question came to my mind that say a mutual fund invited me to speck at their investment related conference on say Current outlook on Indian equity markets . The MF house arranged a car so that i ...
in ethics the record retention has been 7 yrs as per CFA institute but in some questions on Qfuorum the answer is given that 5 yrs will be the record retention time . pls provide clarity as to which time horizon ...