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Home/8.3 CFA Level 3/Ethics (CFA L3)

SSEI QForum Latest Questions

Abhishek1206
  • 0
Abhishek1206Pro
Asked: May 24, 2022In: Ethics (CFA L3)

Mwror vs twror

  • 0

Could anyone explain which trwor or mwror to use when firm have control over cash flows and why??   Also which is more difficult to do mwror or twror?? As under mwror valuation done at every cash flow and under twror it’s difficult ...

  • 2 2 Answers
  • 20 Views
  • 1 Follower
Answer
Aman bhotika
  • 0
Aman bhotikaBeginner
Asked: May 2, 2022In: Ethics (CFA L3)

Regarding amc

  • 0

Will sanjay saraf sir take classes of asset manager code in ethics

  • 1 1 Answer
  • 19 Views
  • 0 Followers
Answer
Abhishek1206
  • 0
Abhishek1206Pro
Asked: April 25, 2022In: Ethics (CFA L3)

Ethics

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could someone explain how it voilated the record retention policy?/ by maiaintaing there own personal notes or by sending reports ...

  • 1 1 Answer
  • 18 Views
  • 0 Followers
Answer
AKSHAT KEJRIWAL
  • 0
AKSHAT KEJRIWALPro
Asked: April 12, 2022In: Ethics (CFA L3)

GIPS

  • 0

doubt cleared

  • 1 1 Answer
  • 11 Views
  • 0 Followers
Answer
AKSHAT KEJRIWAL
  • 0
AKSHAT KEJRIWALPro
Asked: April 12, 2022In: Ethics (CFA L3)

GIPS

  • 0

While calculating Time weighted composite return , Is there any difference (in calculating answers) between asset-WEIGHTING the individual portfolio returns using a method that reflects both beginning-of-period values and external cash flows or using the Aggregate Return method ? Both the methods seems same to ...

  • 1 1 Answer
  • 14 Views
  • 0 Followers
Answer
AKSHAT KEJRIWAL
  • 0
AKSHAT KEJRIWALPro
Asked: April 12, 2022In: Ethics (CFA L3)

GIPS

  • 0

If a firm is GIPS complaint from 2010 to 2014 ( 5 years ) and then drops GIPS compliance for 1 year (2015) , can it again claim GIPS compliance from 2016 by showing past 5 years’ returns ( 2011 ...

  • 1 1 Answer
  • 12 Views
  • 0 Followers
Answer
Sagar Pamnani1
  • 0
Sagar Pamnani1Pro
Asked: March 24, 2022In: Ethics (CFA L3)

GIPS 2020 EDITION

  • 0

GIPS 2020 EDITION had many changes as compared to earlier edition, but I m not finding any lecture on the same, lectures provided are recorded way back, so getting frustrated in preparing CFA L3 ethics & my attempt is due ...

  • 1 1 Answer
  • 13 Views
  • 0 Followers
Answer
Praveen_K
  • 0
Praveen_KBeginner
Asked: October 31, 2021In: Ethics (CFA L3)

CFA L3 candidate vs Passed CFA L2

  • 0

Chau is enrolled to sit for the Level III CFA Program exam. In its marketing brochure, PIA states: “May Chau is a Level III candidate in the CFA Program.” A colleague tells Chau this statement may be incorrect according to ...

  • 3 3 Answers
  • 31 Views
  • 0 Followers
Answer
VIVEK SONI
  • 0
VIVEK SONIBeginner
Asked: October 23, 2021In: Ethics (CFA L3)

Question 30

  • 0

What is riskless principal trade and how does omega policies regarding riskless principal trade not violate the CFA code and standard. Please explain with example

Question 30
  • 1 1 Answer
  • 12 Views
  • 0 Followers
Answer
Rashika Bhatia
  • 0
Rashika BhatiaAdvanced
Asked: October 18, 2021In: Ethics (CFA L3)

How does an analyst downgrading another firm in the same industry qualify as material non public information?

  • 0

  • 1 1 Answer
  • 15 Views
  • 0 Followers
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