According to the recommendations of Section D(2) of the Asset Manager Code, where possible, the CCO should be independent from the investment and operations personnel and should report directly to the CEO or the board of directors. Doubt- Should CCO report to ...
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From time to time, PIA receives initial public offering (IPO) allocations from FTI. Danko allocates these IPOs to those discretionary accounts that normally participate in IPOs. If the IPO is oversubscribed, he excludes his wife’s discretionary non-fee-paying account so that ...
Please explain point (4) in the picture. Please explain the underlined part. Specifically (I am not able to understand the difference between representation of past performance and the linking of the two performance).
“While preparing for the program, he mentions to the show’s producers and Mary Zito, the journalist ...
Negative size coefficient in first 5 years means that the manager had big cap tilt. Please confirm solution says: “the portfolio manager no longer has small cap tilt” . Infact, I think portfolio manager has small cap tilt in last 5 years ...
Please help me as to how I should prepare GIPs (ethics) in CFA L3 , if I have time crunch
Guerriere Capital Management is a private equity fund of funds with investment vehicles that (1) invest in other private equity funds and (2) co-invest alongside private equity funds directly in underlying companies. Guerriere has adopted the CFA Institute Asset Manager ...
Guerriere Capital Management is a private equity fund of funds with investment vehicles that (1) invest in other private equity funds and (2) co-invest alongside private equity funds directly in underlying companies. Guerriere has adopted the CFA Institute Asset Manager ...
The answer should be C , why is it A