Noor Hussein, CFA, runs a financial advisory business, specializing in retirement planning and investments. One of her clients asks her to advise the firm’s pension fund trustees on available investments in the market including Islamic products. On the day prior ...
SSEI QForum Latest Questions
Mailaka Securities (MS) advertises the use of a “bottom up” investment style in its marketing material. Recently, MS senior management decided to switch to a “top down” approach, citing the fact that it is less labor intensive. All other aspects ...
why both are not liable ?
The answer given is A…but shouldn’t C be the answer for trading on non public material info. Please explain
The answer given is C …but shouldn’t A be the answer for trading on non public material info. Please explain
Hi Sanjay sir – Could you please briefly explain this question and options
In Q 34 the correct answer is A But as discussed.. all discretionary a/c should be present ...
The answer given is A but shouldn’t it be B..based on the discussion in the classroom
The ans given is C But as per the std any additional compensation should be disclosed… please explain
Q. ABC Investment Management acquires a new, very large account with two concentrated positions. The firm’s current policy is to add new accounts for the purpose of performance calculation after the first full month of management. Cupp is responsible for calculating the ...