There is an investment Advisor firm it is doing business with brokerage firm for a particular account trades. And that brokerage firm provide him with information about tax free investment which is not relevant for this account.
But it also offers the lowest commissions for trades and provides best execution.
So it is violation of codes and standards.?
No it is not.
No. It is not a violation of codes and standards as the broker provides best execution.
No. It is not a violation of codes and standards as the broker provides best execution.