If a analyst researching a company has investment in the same company thru a mutual fund, then even there disclosure is needed?
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I think there the disclosure is not needed as the analyst do not deal directly with the client but if it would have been an investment advisor/portfolio manager then that disclosure would have been mandatory
Do you have any question around it ?
yes saw in one of the mocks…will look for it…
question was something like analyst has investment in a pooled fund in which company X is there..and she is asked to write a research report on the same co. X…so shud she disclose? So in answer key they said that pooled investments need not be disclosed…but i wasnt sure hence thought of asking here..