Can any one explain why the ans of 5th is not B?
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Answer of this MCQ shouldn’t be A Because many MCQS in learning ecosystem itself I’ve done says that ethical framework focus on immediate (Short term )
A regulator who requires financial advisers to merely consider the suitability of a product when making recommendations to their clients would most likely be setting: both a legal and an ethical standard. an ethical standard. a legal standard.
Can anyone explain this question and the highlighted part
After completing all levels of cfa and submit my work experience but not paying annual membership fees then still I can say I am a cfa charterholder?
the answer is A – but isn’t it a soft dollar so it can be transferred to clients why is it violation of standard?
isn’t this a case like gold silver package and the services will be provided on that basis why is it a breach of fair dealing?
Charlie Mancini, CFA, is the Managing Director for Business Development at SV Financial (SVF), a large US-based mutual fund organization. Mancini has been under pressure recently to increase revenues. In order to secure business from a large hedge fund manager ...