Q21 says that Longtree changed the asset allocation of the client which is not consistent with firm policy and i think the supervisor also failed still the answer is given C why ?
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Please briefly explain why you feel this question should be reported.
Please briefly explain why you feel this answer should be reported.
Please briefly explain why you feel this user should be reported.
The answer is C because she let him go and didn’t say anything about the policy violation and improvement she should have reported this violation to his employer i.e. duties to the employer.
If she is not doing it so it means she is also in violation because she is hiding it from his supervisor or manager by not reporting it.
Thanks got it now